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Article NO. Content

Title:

Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Amended Date: 2019.02.12 
Categories: Securities Exchange Market > Margin Transaction
Article 73     If the customer's cumulative loss from the Settlement of the previous month reaches half of its single-day trading limit or Settlement limit, the securities firm shall suspend such customer's Settlement. If the customer is also qualified to engage in day trades of securities, its profit and loss from the Settlement of the previous month shall be included in the calculation toward the profit and loss of day trades of securities. If the cumulative losses of the two combined reach half of its single-day trading limit or day trading limit, such customer shall be suspended from Settlement and day trading. The securities firm shall re-evaluate the customer's single-day trading limit, Settlement limit or day trading limit after the customer has submitted proof of adequate financial capability, unless the customer is a professional institutional investor.