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6
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Under otherwise stipulated below, the provisions in Paragraphs 1 to 3 with respect to the opening of deposit account and the receipt and payment of funds apply to payments made or received for securities trading:
- The TWSE otherwise permits settlements by account transfer (remittance).
- The principal has authorized the securities broker to keep custody of and invest the principal's funds.
- The principal has authorized the securities broker to invest balances of funds from the trading of securities on behalf of the principal.
- The principal has authorized the securities broker to invest the settlement funds payable to clients in respect of securities business in the brokerage business of the money market.
- The principal agrees the securities broker may keep the settlement funds in the settlement account of the securities firm.
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