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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Rules Governing the Trading of Securities with Warrants  CH

Amended Date： 2018.12.24 (Articles 8, 9, 11 amended,English version coming soon)
Current English version amended on 2015.04.02 
Categories： Securities Exchange Market > Trading > Other Securities
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 9-1     Upon receipt of a single order of more than 100 trade units of Stock Warrants, a securities firm shall carefully evaluate the principal's investment ability. If the order is within the scope of its investment ability, at least 30% of the purchase price shall be received and the sale certificates shall all be loaded. If the order is beyond its investment ability, advance collection of all funds and securities shall be required.