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Article NO. Content

Title:

Regulations Governing Securities Firms  CH

Amended Date: 2024.03.06 (Articles 37 amended,English version coming soon)
Current English version amended on 2022.09.01 
Article 53-1     Unless otherwise provided by the FSC, a securities firm that has made an equity investment in an overseas enterprise(s) as approved by the FSC shall do the following:
  1. Submit to the FSC, within 15 days after the end of each quarter, an operations report on the invested overseas subsidiary(ies), including status of operations, revenues and expenditures, and an efficiency assessment.
  2. Submit a report on the operational status of the invested overseas enterprise(s) along with the monthly accounting summary.
  3. Report basic company information on the invested overseas enterprise(s) through the information reporting system designated by the FSC.
  4. Submit other information or documentation as required by the FSC.