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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Amended Date： 2025.09.03 (Articles 1, 4 amended,English version coming soon)
Current English version amended on 2002.07.05 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 9     When auditors proceed to the securities firm to conduct an audit, they shall present the audit certification documents issued by the TSEC.