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Article NO. Content

Title：

Regulations Governing Securities Borrowing and Lending by Securities Firms  CH

Amended Date： 2015.11.02 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 13     Securities collateral that a securities firm receives in a securities lending transaction, for which the customer has signed a re-collateralization agreement, may not be used for purposes other than the following, and shall be delivered for deposit in a central depository:
  1. As collateral to borrow securities from the securities lending system of a securities exchange.
  2. As collateral to refinance securities through a securities finance enterprise.