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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Procedures for the Review of Issuance of Overseas Depositary Receipts in a Foreign Over-the-Counter Market  CH

Announced Date: 2014.10.27 
Categories: Primary Market > Review
Article 7     Information regarding a listed company sponsoring the issuance of Depositary Receipts shall be reported according to relevant laws and regulations. A report shall further be made if any of the following occurs:
  1. In the event of a change in its capital amount, the listed company shall report the date of registration of the change and the difference, as a result of the change, in the number of underlying securities evidenced by the Depositary Receipts that may be issued, within two days of the completion of said registration.
  2. In the event of a change in the issuance plan reported to the competent authority and that sought from the competent securities authority of the foreign place of issuance, a report shall be made on the Market Observation Post System of the TWSE concurrently.
  3. If the circumstance in Article 11, Paragraph 1, Subparagraph 7 of the Overseas Regulation applies to the Depositary Receipts after issuance, a report shall be made on the Market Observation Post System of the TWSE concurrently.
  4. If trading of the Depositary Receipts is ceased or their issuance restricted by the securities regulatory authority of the foreign country, a report shall be made on the Market Observation Post System of the TWSE concurrently.