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Article 4
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A securities firm applying to conduct equity crowdfunding business shall submit the application documents specified in Article 9 or 39 of the Standards Governing the Establishment of Securities Firms to the Taipei Exchange ("TPEx"), which will review the documents and then forward them to the competent authority for the granting of permission.
After obtaining permission from the competent authority under the preceding paragraph, the securities firm shall submit the application documents specified in Article 10 or 40 of the Standards Governing the Establishment of Securities Firms to the TPEx, which will review the documents and then forward them to the competent authority for issuance or reissuance of a permission license.
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