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Article 2
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A securities firm operating brokerage business for trading and exchanging beneficial certificates of funds (hereinafter, "fund brokerage") shall do so in accordance with these Rules and related provisions, except as otherwise provided by law or regulation.
"Fund brokerage business" means a securities firm handling trading or exchanging of funds between customers over a trading platform.
For the purposes of these Rules, "fund" means a securities investment trust fund or offshore fund as defined in Article 5 of the Securities Investment Trust and Consulting Act but does not include any fund already listed on the Taiwan Stock Exchange or Taipei Exchange.
If fund brokerage business handled by a securities firm will involve foreign exchange business, the securities firm shall obtain the consent of the Central Bank.
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