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Article NO. Content

Title：

Directions on Information and Communication Security Management and Control of New Technologies for Associations of Securities and Futures Market  CH

Amended Date： 2024.12.27 
Categories： Information Operations
Article Content Chapter Content Search Article No. Search Amended Article Legislative History Chinese
Article 51     (Principles of transparency and explainability)
  1. When using AI systems in its direct interactions with consumers, an organization shall inform consumers of the fact that the interactions or services are automatically completed by AI systems, or disclose the target groups of people, circumstances and purpose of the interactions or automatic financial services. It is advisable consumers are given options to decide whether or not to use the services and consumers shall be informed if there are alternatives to these services, unless otherwise provided by law.
  2. When using AI systems and technologies, if the use involves financial trading, an organization shall understand how decisions are made and increase the level of explainability to ensure an effective management of operation of AI systems.