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Article NO. Content

Title:

Reference Directions for Information Operation Resilience of Service Providers in Securities and Futures Markets  CH

Announced Date: 2025.02.13 (Articles 2, 8, 12, 14 amended,English version coming soon)
Current English version amended on 2022.08.10 
Categories: Information Operations
Article 11     An organization shall establish a business continuity plan to ensure the minimum acceptable service level can be achieved within the recovery time objective (RTO) in the event of a disaster. It shall include but not limited to:
  1. Activation conditions.
  2. Description of participants and their responsibilities.
    1. To establish a business continuity management team or business continuity management commission.
    2. To review and determine the human resources for operation and support required for recovery of the core business.
    3. To appoint the person responsible for core system recovery and their agent.
  3. Emergency response procedures and emergency reporting procedures
  4. Recovery procedures and on-site and remote system recovery procedures for the core business (such as backup and recovery plans for computer equipment, communication equipment, power system, database, and computer operation system).
  5. Frequency of maintenance work for business continuity plan.
  6. Rules for trainings on business continuity.
  7. Response planning and appropriateness of contract with external entity.

Interpretation: