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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Compliance Matters Governing Securities Firm Mobile ID Authentication  CH

Announced Date： 2022.12.16 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Legislative History Chinese
Article 6     A securities firm performing mobile ID shall conduct a regular examination and review at least once every six months, and shall prepare and submit to the board of directors an improvement plan if notice is received from a principal indicating that the account opening contract was not executed with the principal’s own true intention or that a transaction dispute has occurred.