|
Article 3
|
For cases as referred to subparagraphs 1 and 2 of the preceding article, a SITE shall file the registration to the TWSE by submitting the Registration Form for SITE’s Public Offering or Additional Offering of Securities Investment Trust Funds (Schedule 1) and the Checklist for Application/Registration of SITE’s Public Offering of Exchange Traded Funds (Schedule 2), as applicable based on the nature of a case, stating the information to be included, together with the required documents.
If a SITE has major changes to its finance or business after its registration to the TWSE in accordance with the preceding paragraph and before the registration takes effect, or the information in the registration documents is changed to such an extent the offering plan is materially impacted, the SITE shall report the changes to the TWSE within two days after occurrence of the change, and shall have lawyers or certified public accountants, as applicable, to issue an opinion on the impact on the offering plan to be submitted to the TWSE.
|