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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Procedures for Consigned Services of Public Offering of Exchange-Traded Funds and Active Exchange-Traded Funds by Securities Investment Trust Enterprises  CH

Amended Date: 2024.12.31 
Article 4     After accepting a case as referred to in the preceding paragraph, the responsible personnel the TWSE shall take the following actions:
  1. Review the schedules to the registration form, information contained in the documents submitted and the contents to determine if all required information has been submitted.
  2. Review the examination opinion issued by the Securities Investment Trust and Consulting Association of R.O.C. (SITCA) and the lawyer’s opinion contained in the registration document to determine if there are any major irregularities.