print time:2024/04/20 16:29
Article NO. Content
Title:
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date:
2017.11.22
Categories:
Market Supervision > Regulation of Securities Firms
Article 12
After recommending trade in securities to customers, research reports and cited materials shall be retained for no less than five years.
Interpretation:
臺證輔字第 1110501439 號
臺證輔字第 1050008989 號