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Chapter Content

Title:

Securities and Exchange Act  CH

Amended Date: 2021.01.27 
   Chapter III Securities Firms
      Section III Securities Dealers
Article 83(Capacities of a Securities Dealer)
    A securities dealer shall be allowed to subscribe to stocks and corporate bonds.
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Article 84(Restrictions on Those Currently Conducting Underwriting Business)
    A securities dealer which concurrently conducts the business of an underwriter shall be governed by the restrictions specified in Article 74.
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