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Taiwan Stock Exchange Corporation Regulations Governing Trading of Stocks in the Altered-Trading-Method Category(2004.09.27) |
| Date： |
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Article 1
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These Regulations shall apply to listed stocks for which this Corporation has granted ad hoc approval of altered trading methods.
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Article 2
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Trading of stocks governed by these Regulations shall be conducted through the automated computer trading system.
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Article 3
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(deleted)
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Article 4
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When accepting orders to trade stocks listed under the altered-trading-method category, securities brokers shall take full delivery of the funds or stocks before making trading quotes; provided, this shall not apply to odd-lot trading thereof.
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Article 5
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The competitive auction for stocks listed under the altered-trading-method category shall without exception be conducted by call auction. The principles for determining the trade prices thereof shall be governed mutatis mutandis by the provisions of Paragraph 1 of Article 58-3 of the Operating Rules of this Corporation.
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Article 6
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As soon as a transaction of a stock governed by these Regulations is completed, match confirmation slips shall be printed on the printers of both the selling and purchasing securities brokers. This Corporation shall disclose transaction prices and the best bid and offer prices.
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Article 7
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(deleted)
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Article 8
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Matters on which these Regulations are silent shall be governed by the Operating Rules of this Corporation and applicable regulations.
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Article 9
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These Regulations shall be submitted to the Competent Authority for approval before implementation on a specified date. The same shall apply to amendments hereto.
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