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Taipei Exchange Procedures for the Registration of the Offering and Issuance of Securities by Domestic and Foreign Securities Issuers(2014.10.27) |
| Date： |
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Article 1
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These Directions were formulated per 27 October 2014 Public Announcement No. Financial-Supervisory-Securities-Corporate-10300416757 of the Financial Supervisory Commission; Article 11-1 of the "Regulations Governing the Offering and Issuance of Securities by Securities Issuers" (hereinafter referred to as the "Offering Regulations"); and Article 9-1 of the "Regulations Governing the Offering and Issuance of Securities by Foreign Issuers" (hereinafter referred to as the "Offering Regulations for Foreign Issuers").
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Article 2
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When filing a registration statement for initial public issuance (and for domestic issuers, cases of any simultaneously registered new share issues) and a cash capital increase through a new share issue for the purpose of public sale prior to initial listing on the Taipei Exchange (hereinafter referred to as the "TPEx"), domestic and foreign securities issuers shall comply with the Offering Regulations and the Offering Regulations for Foreign Issuers.
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Article 3
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Domestic and foreign securities issuers are required to file a registration statement of the above activities to the TPEx using the appropriate registration form depending on the nature of the case involved (domestic issuers should use the forms provided in Attachments 1 through 3, whereas foreign issuers should use the forms provided in Attachments 4 and 5).
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Article 4
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These Directions, and any amendments hereto, shall be publicly announced and implemented after approval by the competent authority.
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