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Amendments

Title：

Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities  CH

Amended Date： 2024.11.15 (Articles 4, 6, 11, 12 amended,English version coming soon)
Current English version amended on 2024.01.12 
Categories： Primary Market > Management > Information Disclosure
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Attachment Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Companies(2010.04.21)
Date：
Article 9 If any of the following circumstances applies to a listed company, this Corporation may impose on a case-by-case basis a breach penalty of NT$30,000.However, if the cumulative number of penalties imposed within the most recent one year reaches two or more (inclusive of the current penalty), or if the circumstances in an individual case are due to intent or material negligence, or have a material impact on shareholder equity or securities prices, this Corporation may impose a penalty of NT$50,000 to NT$1 million. Where a company that is required to make up a disclosure and is notified to do so within two business days from delivery of the notice, still fails to comply by the deadline, a breach penalty of NT$10,000 per day may be imposed until the date of compliance and the information may be generally disclosed through this Corporation's information transmission system.
1. The listed company violates any provision of these Procedures.
2. The listed company arbitrarily publishes unconfirmed news or discloses information that diverges from fact.
3. The listed company fails to submit relevant sampling check materials within the time limit set by this Corporation.
If any circumstance set forth in any subparagraph of the preceding paragraph applies to a listed company, and this Corporation has imposed a per day penalty and the company still fails to comply by the deadline and the circumstances of the particular case are severe, this Corporation may alter the original trading method of the company's listed securities or suspend trading of the securities pursuant to Article 49 and Article 50 of this Corporation's Operating Rules.
A listed company on which a breach penalty is imposed shall pay the penalty to this Corporation's Finance Department within five days from receiving notice from this Corporation.
If any circumstance under Subparagraph 2 of Paragraph 1 is found on the part of a listed company, this Corporation shall compile the relevant information and submit it to the competent authority as a basis for it to take further measures.