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Title：
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
CH
Amended Date：
2023.04.28
Categories：
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
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Chinese
Title：
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers(2018.01.19)
Date：
2022.10.11
2022.01.04
2019.07.11
2018.12.24
2018.01.19
2017.08.07
2017.05.08
2016.09.26
2016.04.13
2015.07.17
2014.11.04
2014.09.03
2014.08.29
2014.06.16
2014.03.24
2013.12.31
2011.12.05
2011.10.26
2011.03.24
2010.12.14
2010.05.14
2010.04.28
2010.04.16
2009.12.09
2009.10.22
2009.09.23
2009.09.17
2009.08.20
2009.06.12
2009.05.11
2009.01.05
2008.09.03
2008.06.23
2008.04.07
2007.10.18
2007.01.17
2006.05.29
2005.08.01
2005.05.13
2005.05.03
2004.07.09
2004.05.13
2003.10.27
2003.10.01
2003.08.15
2003.08.01
2002.09.19
Article 3-1
To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.