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Title:
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
CH
Amended Date:
2024.05.24 (Articles 17 amended,English version coming soon)
Current English version amended on 2023.04.28
Categories:
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
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Chinese
Title:
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers(2018.01.19)
Date:
2022.10.11
2022.01.04
2019.07.11
2018.12.24
2018.01.19
2017.08.07
2017.05.08
2016.09.26
2016.04.13
2015.07.17
2014.11.04
2014.09.03
2014.08.29
2014.06.16
2014.03.24
2013.12.31
2011.12.05
2011.10.26
2011.03.24
2010.12.14
2010.05.14
2010.04.28
2010.04.16
2009.12.09
2009.10.22
2009.09.23
2009.09.17
2009.08.20
2009.06.12
2009.05.11
2009.01.05
2008.09.03
2008.06.23
2008.04.07
2007.10.18
2007.01.17
2006.05.29
2005.08.01
2005.05.13
2005.05.03
2004.07.09
2004.05.13
2003.10.27
2003.10.01
2003.08.15
2003.08.01
2002.09.19
Article 3-1
To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.