• Font Size：
  • S
  • M
  • L

Amendments

Title：

Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds  CH

Amended Date： 2017.11.27 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Amended Article Attachment Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds(2010.05.13)
Date：
Article 2     Net available funds of a securities firm are calculated as follows:
    Net available funds = Current assets - Current liabilities + Clearing and settlement fund + Operating bond
    When applying to a branch office in Taiwan of a foreign securities firm, the abovementioned formula is based on the balance of each such item as listed in the monthly statement filed by said office each month; when applying to a futures commission merchant that concurrently engages in securities business, the above formula is based on the balance of each such item as listed in the monthly statement of the securities department filed each month .
Article 8     Article 28-1 of the Operating Rules of the TWSE does not apply to a securities firm that is concurrently operated by a financial institution.
    Article 28-1 of the Operating Rules of the TWSE, except Paragraph 3 of said Article, applies mutatis mutandis to a futures commission merchant that concurrently engages in securities business.