| Title： |
Regulations Governing The Use Of Trading Information(2002.07.22) |
| Date： |
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Article 8
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Each of the information companies and telecommunication enterprises applying for the use of the Trading Information shall meet the following conditions:
1. Qualifications:
(1) A license issued by the competent authority with jurisdiction over telecommunications enterprises.
(2) The capability to independently develop and maintain software, or having engaged persons with such competencies.
(3) A head office with a monitoring center that has control capability and software and hardware engineers.
(4) An operating fund maintained at a level sufficient to support one full year of operation.
(5) No violation of these Regulations within the most recent two years that resulted in termination of contract.
2. Required documents:
(1) A letter of application;
(2) A photocopy of the responsible person or representative's identity card;
(3) A photocopy of the company registration certificate, or for a foundation, a photocopy of its registration certificate;
(4) A photocopy of the business license;
(5) A photocopy of the permit license or approval letter issued by the competent authority with jurisdiction over telecommunications enterprises;
(6) The financial report for the most recent year audited and attested by a certified public accountant.
(7) A combined credit report on the enterprise and its responsible person issued by the Joint Credit Information Center.
(8) A roster of the directors, supervisors, managers, and shareholders that hold more than 10 percent of the total shares of the company.
Qualifications for user applicants whose principal business is not the provision of trading information may be separately prescribed by this Corporation, based on actual need and the principle of avoiding the creation of inappropriate entry barriers for enterprises or prejudice to the principle of free competition in the market.
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Article 9
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Foreign information companies and news media institutions applying to use the trading information shall submit the following materials:
1. A letter of application;
2. The original of its certificate of incorporation and a statement of its scope of business duly authenticated by an overseas ROC representative office;
3. The original of the power of attorney or letter appointing its local agent or representative to handle matters regarding transmission of trading information to an overseas area;
4. A photocopy of the national identification card, alien resident certificate, or company registration of its local agent or representative.
Foreign information companies and news media institutions applying to obtain trading information through indirect connection for transmission to an overseas area shall submit the following documents:
1. A letter of application;
2. The original of its certificate of incorporation and a statement of its scope of business duly authenticated by an overseas ROC representative office;
3. The original document evidencing that it will receive trading information through an indirect connection.
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Article 11
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Where cable radio and television enterprises or satellite radio and television enterprises broadcast trading information relayed by other user applicants through a broadcast channel, a letter of application shall be submitted along with the following documents:
1. 1. For cable radio and television and direct satellite radio and television broadcast system operators:
(1) A photocopy of its responsible person or representative's identity card;
(2) A photocopy of the company registration certificate, or for a foundation, a photocopy of its registration certificate;
(3) A photocopy of its business license;
(4) A photocopy of its cable radio and television enterprise or satellite radio and television enterprise permit license;
(5) Documents evidencing the source of the trading information.
2. For a cable transmission system:
(1) A photocopy of the responsible person's identity card;
(2) A photocopy of its business license;
(3) A photocopy of its cable broadcasting system registration certificate;
(4) Documents evidencing the source of trading information.
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Article 12
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A user applicant shall give due consideration to the accuracy of any trading information that it has independently processed for added value, and shall bear legal liability for any errors in its content.
Where trading information has been processed by a user applicant pursuant to the preceding paragraph, the page display shall conspicuously indicate the user applicant's name or a service mark identifying the user applicant, along with related footnotes; the user applicant shall bear legal liability for the page content.
When transmitting or broadcasting trading information, a user applicant shall have adequate software and hardware technology to prevent unauthorized use or plagiarism of the information, or connection to other systems.
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