| Title： |
Regulations Governing The Use Of Trading Information(2009.06.09) |
| Date： |
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Article 8
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Each of the information companies and telecommunication enterprises applying for the use of the Trading Information shall meet the following conditions:
1. Qualifications:
(1) A license issued by the competent authority with jurisdiction over telecommunications enterprises.
(2) The capability to independently develop and maintain software, or having engaged persons with such competencies.
(3) A head office with a monitoring center that has control capability and software and hardware engineers.
(4) An operating fund maintained at a level sufficient to support one full year of operation.
(5) No violation of these Regulations within the most recent two years that resulted in termination of contract.
2. Required documents:
(1) A letter of application;
(2) A photocopy of the responsible person or representative's identity card;
(3) A photocopy of the company registration documents, or for a foundation, a photocopy of its registration certificate;
(4) A photocopy of the permit license or approval letter issued by the competent authority with jurisdiction over telecommunications enterprises;
(5) The financial report for the most recent year audited and attested by a certified public accountant.
(6) A combined credit report on the enterprise and its responsible person issued by the Joint Credit Information Center.
(7) A register of the directors, supervisors, managers, and shareholders that hold more than 10 percent of the total shares of the company.
Qualifications for user applicants whose principal business is not the provision of trading information may be separately prescribed by the TSEC, based on actual need and the principle of avoiding the creation of inappropriate entry barriers for enterprises or prejudice to the principle of free competition in the market.
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Article 11
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Where cable radio and television enterprises or satellite radio and television enterprises broadcast trading information relayed by other user applicants through a broadcast channel, a letter of application shall be submitted along with the following documents:
1. For cable radio and television and direct satellite radio and television broadcast system operators:
(1) A photocopy of its responsible person or representative's identity card;
(2) A photocopy of the company registration documents, or for a foundation, a photocopy of its registration certificate;
(3) A photocopy of its cable radio and television enterprise or satellite radio and television enterprise permit license;
(4) Documents evidencing the source of the trading information.
2. For a cable transmission system:
(1) A photocopy of the responsible person's identity card;
(2) A photocopy of its cable broadcasting system registration certificate;
(3) Documents evidencing the source of trading information.
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Article 24
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When a user applicant signs a contract with a subscriber for use of trading information, it shall set out in the contract the subscriber's name, national identification number (or the company's uniform invoice number), contact address, telephone number, and usage site location, and shall inspect the following materials:
1. For subscribers applying under the name of a natural person: the applicant's identification documents.
2. For subscribers applying under the name of a juristic person: the applicant's original certificate of incorporation.
3. For subscribers applying under the name of a securities- or futures-related enterprise: a photocopy of evidentiary documents issued by the competent authority.
Applicant users shall set out subscribers' names, the type and quantity of the equipment used, and the usage site in the list of equipment reported to the TSEC prior to any use of the equipment. The equipment may not be relocated or augmented except with the prior consent of the TSEC.
The list referred to in the preceding paragraph shall also indicate any equipment that is portable and does not require permanent installation.
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