• Font Size：
  • S
  • M
  • L
友善列印
WORD

Amendments

Title：

Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans  CH

Repeal Date： 2016.12.30 
Categories： Securities Exchange Market > Margin Transaction
Article Content Content Search Article No. Search Legal Basis Legislative History Chinese

Title： Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans(2007.06.20)
Date：
Article 3 The proof of assets under paragraph 1, subparagraph 4 of the preceding Article shall be limited to the following paper or document of the customer or his or her spouse, parent or adult child:
1. photocopy of certificate of real property ownership or tax return.
2. documentation from within the past month of deposits with a financial institution (e.g. certificate of deposit balance, photocopy of passbook, photocopy of certificate of deposit).
3. proof of holdings in securities.
Where the customer is not the owner of assets shown on the provided proof of assets, the owner of the assets shall be a joint and several guarantor.