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Regulations Governing the Issuance of Call (Put) Warrants by Issuers  CH

Amended Date: 2016.07.08 

Title: Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers(2006.08.29)
Article 2 The issuing of call (put) warrants, except for where provided for in other laws and regulations, shall be governed by these Regulations.
The term "call (put) warrant" as used in these Regulations shall mean a security that is issued by a third party other than the issuing company of the underlying security and that represents that the holder is entitled to buy from or sell to such third party the underlying security at the exercise price during the option period or on a specified maturity date, or to collect a spread by settlement in cash.
The underlying security specified in the preceding paragraph shall be limited to stocks or portfolios thereof that are listed by the Taiwan Stock Exchange Corporation (hereinafter referred to as the "TSE") or the GreTai Securities Market (hereinafter referred to as the "GTSM") and that meet the criteria prescribed by the TSE or the GTSM, and exchange-traded funds (ETF).