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Amendments

Title:

Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings  CH

Amended Date: 2021.04.07 (Articles 28-2, 28-4, 28-7 amended,English version coming soon)
Current English version amended on 2020.03.30 
Categories: Primary Market > Review

Title: Taiwan Stock Exchange Corporation Criteria for Review of Securities Listings(2003.10.27)
Date:
Article 2 For securities issued or supplementarily issued pursuant to the screening procedures of the Securities and Exchange Law, the issuer, applying with Taiwan Stock Exchange Corporation ("this Corporation") for listing thereof in accordance with Article 139 of the Securities and Exchange Law, shall submit a relevant application for the listing of securities, specifying therein the particulars as required and attaching thereto the necessary supporting documents. This Corporation will examine the application i
n accordance with these Rules and the Implementing Procedures for Examination of the Listing of Securities.
  In case the issuer and its securities underwriter have any of the following events, this Corporation will refuse to accept the due diligence report issued by the said underwriter, and will disagree to the listing of its securities:
  1. Where each of the issuer and its securities underwriter has issued a due diligence report in respect of the initial listing or trading on the over-the-counter market of each other's securities.
  2. Where there exists any of the events set forth in Article 23-226 of the Regulations Governing the Securities Firms.
  3. Where the issuer and its securities underwriter are enterprises within the same group enterprise; provided, Article 6, paragraph 2, subparagraph 2 of the Supplementary Provisions to these Criteria shall not apply under the circumstances set out in the proviso to Article 26, paragraph 1, subparagraph 6 of the Rules Governing Securities Firms.
  The application and the Implementing Procedures for Examination of the Listing of Securities referred to in Paragraph 1 hereof will be formulated by this Corporation, and will take effect after they have been approved by and recorded with the Competent Authority.