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Amendments

Title:

Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings  CH

Amended Date: 2021.07.29 (Articles 18, 19, 28-5, 28-6, 32, 33 amended,English version coming soon)
Current English version amended on 2021.01.29 
Categories: Primary Market > Review

Title: Taiwan Stock Exchange Corporation Regulations Governing Review of Securities Listings(2006.06.12)
Date:
Article 23 Where a securities investment trust enterprise applies for the listing of a domestic closed-end mutual fund raised by the securities investment trust enterprise which complies with the following requirements and has been approved for public offering, this Corporation may agree to the listing of its beneficiary certificates:
1. The total issuing amount of the mutual fund is NT$2 billion or more.
2. The number of holders of such mutual fund holding beneficial units of NT$1 million or less shall not be less than 1,000, and the total amount of all beneficial units held by such holders shall not be less than NT$400 million.
Where a domestic securities investment trust enterprise applies for the listing of an exchange traded fund (ETF) raised by it which has been publicly offered and established by it with the approval from the Competent Authority, and which has a minimum net asset value of NT$200 million, this Corporation may agree to the listing of its beneficiary certificates, unless otherwise provided by this Corporation.
Unless the ETF it intends to issue is linked to an index compiled by this Corporation itself or in cooperation with a foreign index compiler company, a domestic securities investment trust enterprise referred to in the preceding paragraph shall, before applying to the Competent Authority for approval of the public issuance of the ETF, complete an application and apply to this Corporation for a letter of approval of eligibility to issue an ETF. Directions governing applications for such approval shall be prescribed by this Corporation.