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友善列印
WORD

Amendments

Title:

Regulations Governing Securities Trading on the Taipei Exchange  CH

Amended Date: 2017.03.31 

Title: Regulations Governing Securities Trading on the Taipei Exchange(2012.07.10)
Date:
Article 3     Securities firms operating TPEx trading shall report to the Financial Supervisory Commission (hereinafter called "the Commission") for its approval pursuant to the relevant rules.
Article 9     When the TPEx considers securities to be qualified for TPEx trading, it shall sign the contract for securities trading on the TPEx with their issuer, and report to the Commission for recordation.
Article 10     The termination of the TPEx trading of securities shall be reported by the TPEx to the Commission for recordation pursuant to the provisions of related laws and regulations or the contract of the preceding Article.
Article 11     Suspension or resumption of TPEx trading of securities by the TPEx pursuant to the provisions of related laws or regulations, the TPEx trading contract, or for the protection of the public interest shall be reported to the Commission for recordation.
Article 18     These Regulations shall take force from the date of promulgation.
    With the exception of Articles 5, 9, 10 and 11 as amended and issued on 28 September 2001, which take force on 1 January 2002, all other amended articles herein shall take force on the date of promulgation.