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Title：
Regulations Governing Securities Firms
CH
Amended Date：
2024.03.06 (Articles 37 amended,English version coming soon)
Current English version amended on 2022.09.01
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Chinese
Title：
Regulations Governing Securities Firms(2007.01.03)
Date：
2021.05.06
2020.10.29
2020.02.03
2020.01.15
2017.12.05
2016.08.02
2015.11.12
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2015.04.28
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2002.11.28
Article 19-3
A securities firm may operate derivative financial product trading business at its business premises, and shall do so in accordance with the provisions of the GreTai.
"Derivative financial product trading" in the preceding paragraph includes convertible bond asset swaps, structured notes, equity derivatives, credit derivatives, interest rate derivatives, and bond derivatives transactions.