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Amendments

Title：

Regulations Governing Securities Firms  CH

Amended Date： 2024.03.06 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese

Title： Regulations Governing Securities Firms(2007.01.03)
Date：
Article 19-3 A securities firm may operate derivative financial product trading business at its business premises, and shall do so in accordance with the provisions of the GreTai.
"Derivative financial product trading" in the preceding paragraph includes convertible bond asset swaps, structured notes, equity derivatives, credit derivatives, interest rate derivatives, and bond derivatives transactions.