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Amendments

Title：

Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms  CH

Amended Date： 2025.09.03 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms(2002.07.05)
Date：
Article 5     When conducting audits, auditors shall produce an audit report for each audit performed, which shall include the following items:
  1. The audit items.
  2. The circumstances of the audit.
  3. The audit findings.
  4. Recommendations or areas requiring improvement.