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Amendments

Title：

Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants  CH

Amended Date： 2018.12.24 
Categories： Securities Exchange Market > Trading > Call (Put) Warrants
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants(2010.02.06)
Date：
4 4. A liquidity provider shall apply with the TWSE to establish a segregated account. If the issuer serves as its own liquidity provider, the segregated account shall be established under the dealer's account and the account number shall be 888888-5. If the issuer engages another securities firm to serve as the liquidity provider, the segregated account shall be established under the dealer account of the institution so engaged, and the account number shall be 888888-6. The aforementioned segregated accounts shall be used only for the trading of warrants issued by the liquidity provider or of warrants for which it has been engaged to provide liquidity, and buy and sell quotes from the same account may not be executed against each other. No warrant in the segregated account may be made the subject of a pledge.
When a liquidity provider providing liquidity for warrants engages, through the segregated account referred to in the preceding paragraph, on the same day, in any normal settlement trades of such warrants by means of ordinary trading, after-market fixed-price trading, or block trading, it may carry out the settlement on the basis of the net balance after offsetting the purchases and sales of the warrants.