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Relevant Laws

Title:Securities and Exchange Act (2023.06.28)
Article 74 (Prohibition Against Underwriter Acquiring Shares Underwritten by It)
    Unless acting pursuant to Article 71, an underwriter shall not during the underwriting period acquire for its own account securities which it has underwritten either on a firm commitment or a best efforts basis.
Article 84 (Restrictions on Those Currently Conducting Underwriting Business)
    A securities dealer which concurrently conducts the business of an underwriter shall be governed by the restrictions specified in Article 74.