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Relevant Laws

Title：Securities and Exchange Act (2023.06.28)
Article 74 (Prohibition Against Underwriter Acquiring Shares Underwritten by It)
    Unless acting pursuant to Article 71, an underwriter shall not during the underwriting period acquire for its own account securities which it has underwritten either on a firm commitment or a best efforts basis.
Article 177-1 (Penal Provisions)
    A securities firm that violates the provisions of Article 74 or Article 84 shall be fined an amount not greater than the purchase price of the acquired securities. However, the fine imposed shall not be less than NT$240,000.