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Relevant Laws

Title:Regulations Governing Stock Exchanges (2012.07.11)
Article 4     For the establishment of a membership stock exchange, all of its members shall submit the following documents, each in three copies, to the FSC to apply for approval:
  1. Application form (as per Attachment 1).
  2. Articles of association and operating rules.
  3. List of members.
  4. A statement indicating conditions of the business premises and facilities.
  5. List of directors and supervisors and photocopies of their identification cards.
  6. Director and supervisor registration form (as per Attachment 2) and a written statement declaring that they are free of the conditions prohibited in Article 53 of the Act.
  7. Documentary proof of deposit of membership contribution in full to the designated bank account by each member.
  8. The first year business forecast report and the estimate report of expense and income.
  9. Financial and auditing reports certified by certified public accountants.
  10. The minutes of the establishment meeting.