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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 39 (Penalties for Issuer Non-Compliance With Laws or Regulations)
    During its examination of the disclosed financial reports and other reference materials or reports of the issuer, or by its direct investigation of the financial and business conditions of the issuer, the Competent Authority may, if it finds that the issuer has failed to comply with an act or regulation, issue a corrective order prescribing a period in which to correct the non-compliance, or it may additionally impose penalties pursuant to this Act.