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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 42 (Retroactive Handling of Procedures for Examination and Approval of Public Issuance)
    An issuer shall file an application with the Competent Authority for commencement of the examination and approval procedures prescribed in this Act where it intends to have its stock that were not issued pursuant to this Act listed on a stock exchange or traded on the over-the-counter markets.
    The trading, public tender offer, or brokerage of stocks not registered under the public issuance examination and approval procedures referred to in the preceding paragraph shall be prohibited.