• Font Size:
  • S
  • M
  • L

Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 46 (Distinguishing Between Concurrently Operated Types of Trading)
    A securities firm concurrently operating the business of a securities dealer and a securities broker pursuant to the proviso of paragraph 1 of the preceding Article shall indicate on written documents for every transaction whether such transaction is made for its own account or for its customers.