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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 64 (Protective Measures)
    At any time whenever it is required for protecting the public interests or the interest of investors, the Competent Authority may order a securities firm to provide financial or business reports and information, or examine the business operations, assets, books and records, documents or other relevant objects. The Competent Authority may seal or take possession of relevant documents should it find that there is substantial likelihood of violation of an act or regulation.