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Article NO. Content

Title:

Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies  CH

Amended Date: 2019.09.24 
Article 6     The remuneration given for the certification of securities shall be mutually agreed between the issuing company and the certification bank based on the following principles:
  1. The maximum remuneration for the certification of a new issue or new private placement of securities shall be 0.03 percent of the total par value of the issued securities. However, where the amount derived using the preceding method is less than NT$3,000 or more than NT$500,000, the remuneration shall be NT$3,000 or NT$500,000 as the case may be.
  2. The maximum remuneration for the certification of substitute, replacement, combined or split securities shall be 0.03 percent of the total par value of the issued securities. However, where a securities central depositary enterprise sends securities for substitution due to a merger of companies, the maximum remuneration shall be 0.003 percent of the total par value of the issued securities, and shall further not exceed NT$50,000 per instance.
    The maximum remuneration for supplemental certification of securities referred to in paragraph 1 of the preceding Article shall be no more than NT$500,000.