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Article NO. Content


Regulations Governing the Administration of Shareholder Services of Public Companies  CH

Amended Date: 2021.03.02 (Articles 3, 3-2, 3-3, 3-5, 6, 14, 15, 18, 20, 30, 33, 40, 44-5, 49-2, 50 amended,English version coming soon)
Current English version amended on 2015.12.21 
Article 3-2     When a company that is listed on the stock exchange or traded on the OTC market makes a change from outsourcing shareholder services matters to handling those matters in-house, it shall be done through the passage of a resolution by the shareholders meeting and application to and approval by the institution designated by this Commission.
    When a company's application under the preceding paragraph to handle its own shareholders services has been approved, then within three days, calculated from its receipt of the approval from the institution designated by this Commission, the company shall report the approval to the stock exchange or the OTC securities exchange and publicly announce it, with a copy to this Commission.