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Article NO. Content


Regulations Governing the Administration of Shareholder Services of Public Companies  CH

Amended Date: 2021.03.02 (Articles 3, 3-2, 3-3, 3-5, 6, 14, 15, 18, 20, 30, 33, 40, 44-5, 49-2, 50 amended,English version coming soon)
Current English version amended on 2015.12.21 
Article 3-3      When a company that is listed on the stock exchange or traded on the OTC market terminates the agreement of entrusting its shareholder services matters to the shareholder services agent, or the handling of those matters is terminated by the shareholders services agent that handles them on its behalf, or when, by order of the competent authority, it must entrust the handling of shareholder services matters to another shareholder services agent, and it therefore makes a change in its shareholder services agent, the company shall in each case do so through the passage of a resolution by the board of directors, and after entering into an agreement with the new shareholder services agent, shall report the matter to the institution designated by this Commission for recordation.
    When a company has made a change in its shareholder services agent pursuant to the preceding paragraph, then within three days, calculated from its receipt of the letter indicating recordation by the institution designated by this Commission, the company shall report the change to the stock exchange or the OTC securities exchange and publicly announce it, with a copy to this Commission.