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Article NO. Content


Regulations Governing the Administration of Shareholder Services of Public Companies  CH

Amended Date: 2021.03.02 (Articles 3, 3-2, 3-3, 3-5, 6, 14, 15, 18, 20, 30, 33, 40, 44-5, 49-2, 50 amended,English version coming soon)
Current English version amended on 2015.12.21 
Article 8     For stocks not taken by shareholders and for blank spare corporate stocks, the company or the shareholder services agent shall establish management procedures and inventory plans and shall keep them on file for inspection.
    A company that for itself, or as entrusted by another company, handles shareholder services of a company whose stock is listed on the stock exchange or traded in the OTC market shall file the management procedures and inventory plans referred to in the preceding paragraph for recordation with the institution designated by this Commission, and shall do the same upon any amendment thereto.