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Article 14
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The description of the status of participation in the issue and private placement of "overseas depositary receipts" shall include the following items: (Table 26)
- For the participated and issued but not yet entirely redeemed overseas depositary receipts and depositary receipts undergoing private placement, the following items shall be noted:
- Issue date, and place of issue and trading.
- Total monetary amount issued, the unit issued price and total units issued.
- The securities represented by the overseas depositary receipts, as well as their sources and amount.
- Rights and obligations of the holders of the overseas depositary receipts.
- The trustee, the depositary institution, and the custodian institution.
- The unredeemed balance amount of the overseas depositary receipts.
- The allocation methods on the relevant costs incurred as a result of the issuance and during the effective period.
- The important items agreed in the depository and the custodian contracts.
- The companies who have participated in the issuance of overseas depositary receipts shall set forth the highest and lowest market price of those overseas depositary receipts for the past 2 fiscal years and up to the prospectus publication date.
- Status of any private placement of overseas depositary receipts during the 3 most recent fiscal years up to the prospectus publication date: Shall disclose the date on which the private placement was approved at a shareholders meeting and the amount thus approved; the basis for and reasonableness of the pricing; the manner in which the specified persons were selected (where the offerees have already been arranged, the names of the offerees and the relationship between the offerees and the company shall also be described); the targets of the private placement, their qualifications, subscription amounts, subscription price, relationship with the company, participation in the operations of the company, actual subscription price, the difference between the actual subscription price and the reference price; the effect of the private placement on shareholders' equity; and for the period from receipt of payment in full to the completion of the related capital allocation plan, the status of use of the capital raised through the private placement of overseas depositary receipts, the implementation progress of the plan, and the realization of the benefits of the plan. (Table 27)
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