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Article NO. Content

Title：

Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms  CH

Amended Date： 2015.11.26 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 11     When a securities firm processes customer applications to open a margin accounts, each customer shall open only one margin account. The conditions for opening a margin account shall be prescribed by the stock exchange and OTC exchange and reported to the competent authority for approval.