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Article NO. Content

Title:

Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms  CH

Amended Date: 2015.11.26 
Article 27     A securities firm conducting margin purchase and short sale business shall keep separate accounting for each margin account and enter the following matters on a daily basis:
  1. Margin purchase and short sales matters.
  2. Collateral.
  3. Margin calls for collateral and dispositions of collateral.