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Article NO. Content

Title：

Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms  CH

Amended Date： 2015.11.26 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 27     A securities firm conducting margin purchase and short sale business shall keep separate accounting for each margin account and enter the following matters on a daily basis:
  1. Margin purchase and short sales matters.
  2. Collateral.
  3. Margin calls for collateral and dispositions of collateral.