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Article NO. Content

Title:

Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms  CH

Amended Date: 2015.11.26 
Article 29     In conducting margin purchase and short sale business, a securities firm may not violate these Regulations or the securities trading margin purchase and short sale amount limits, duration limits, margin purchase financing ratio, or percentage of margin required for short sales, or the Standards Governing the Eligibility of Securities for Margin Purchase and Short Sale, as prescribed by the competent authority under Article 61 of the Securities and Exchange Act.