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Article 9
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After a securities firm has been approved to conduct margin purchase and short sale business, if the net worth in the annual financial report duly submitted by it does not meet the requirement set out in Article 3, paragraph 1, subparagraph 1 herein, the competent authority shall notify it to correct the deficiency within one year. If the securities firm fails to do so by the time limit, its approval shall be revoked.
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