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Article NO. Content

Title:

Regulations Governing the Offering and Issuance of Securities by Foreign Issuers  CH

Amended Date: 2021.03.29 (Articles 3, 5, 6, 8, 9-1, 65 amended,English version coming soon)
Current English version amended on 2015.11.12 
Article 16     The following particulars shall be specified in the custody contract entered into by and between a foreign custodian institution and a domestic central securities depository:
  1. Name, nationality and location of principal place of business of the contracting parties.
  2. Name, type and volume of the securities under custody.
  3. The procedures and manners for safe-keeping and withdrawal of securities.
  4. The manner for handling rescission of the agreement and amendments thereto.
  5. The manner for handling the destruction, damage or loss of the securities under custody.
  6. The custodian institution shall notify the domestic central securities depository and domestic shareholder services agent after receipt of the securities under custody.
  7. The fact that the governing law shall be the laws of the ROC.
  8. The court with jurisdiction over any litigation that may arise in connection with the custody contract; if there is any stipulation for arbitration, the details of such stipulation.
  9. Other important matters agreed upon by the contracting parties or required to be specified by the FSC.