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Article NO. Content


Taiwan Stock Exchange Corporation Operation Directions for the Subscription and Allotment of Book-Entry Central Government Bonds  CH

Amended Date: 2012.04.09 
Categories: Securities Exchange Market > Trading > Other Securities
Article 8     The securities broker may not accept orders from any subscriber for subscription and shall reject subscriptions that it has accepted from the subscriber if the subscriber:
  1. Fails to open the consignment trading of securities account, book-entry bond account and book-entry payment account with the securities broker acting as agent for subscription;
  2. Fails to sign a consignment contract with regard to debit of funds for subscription with the bank appointed by the securities broker;
  3. Fails to subscribe within the prescribed time limit;
  4. Fails to complete the requested information or provides false information in the letter of authorization for subscription; or
  5. Fails to sign or seal the letter of authorization, except in the case of telephone authorization.