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Article NO. Content


Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date: 2019.07.11 
Categories: Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 10     Securities brokers are obliged to keep all the particulars of a principal's trading order in strict confidence, provided that this restriction shall not apply when responding to inquiries from the competent authority or the stock exchange.